Rrs Renaissance Regulatory Services Manage Through Change 2020 :: theswanfactory.com

Services RRS Renaissance Regulatory Services.

Compliance Support Services.RRS provides customized ongoing compliance support services that include prompt response to your compliance issues through onsite meetings, telephone and e-mail. Whether you need answers to general questions, registration or filing assistance, help amending policies and procedures. RRS offers support through a suite of services from initial business planning to the creation and implementation of compliance and risk management programs. Leverage our regulatory and compliance expertise to build and support a compliance program for your firm that meets or exceeds your regulatory requirements. are performed on site. RRS’ staff and partners are former regulators and compliance professionals who have extensive experience with SEC, FINRA, NYSE and state rules and regulations. Manage Through Change – RRS is founded on the premise that the financial services industry is constantly changing. In order to Manage Through Change, firms must have the ability to quickly recognize and respond to the compliance and operational challenges that arise. RRS supports firms in this mission by providing comprehensive compliance and operational solutions in a customized format. Let RRS help you Manage Through Change. Manage Through Change, firms must have the ability to quickly recognize and respond to the compliance and operational challenges that arise. RRS supports firms in this mission by providing comprehensive compliance and operational solutions in a customized format. Let RRS help you Manage Through Change.

Jun 15, 2015 · Manage Through Change RRS is founded on the premise that the financial services industry is constantly changing. New products and services, changing regulations, and globalization create unique issues in compliance and operations for firms of all sizes and business models. Renaissance Regulatory Services Renaissance Regulatory Services, Inc. provides comprehensive regulatory compliance and operational consulting and support services to broker-dealers and investment advisers. Specializing in compliance audits, written supervisory procedures and internal controls, RRS provides the experience to meet your compliance needs. Primary Services 1. About us.Renaissance Regulatory Services, Inc. RRS provides comprehensive compliance and operational consulting and compliance support services to broker-dealers, investment advisers, hedge funds, and investment companies. Specializing in SEC and FINRA compliance examinations, written supervisory procedures, internal controls, financial reporting.

Renaissance Regulatory Services, Inc. - Services Overview.

Jan 19, 2018 · In order to “Manage Through Change,” firms must have the ability to quickly recognize and respond to the compliance and operational challenges that arise. The RRS team can support your firm’s mission by providing comprehensive compliance solutions. Contact: Louis Dempsey, President, Renaissance Regulatory Services, Inc., 1515 South Federal. View Sabrina Nguyen’s profile on LinkedIn, the world's largest professional community. Sabrina has 1 job listed on their profile. See the complete profile on LinkedIn and discover Sabrina’s. RRS is founded on the premise that the financial services industry is constantly changing. In order to “Manage Through Change,” firms must have the ability to quickly recognize and respond to the compliance and operational challenges that arise. The RRS team can support your firm’s mission by providing comprehensive compliance solutions. The National Society of Compliance Professionals is a nonprofit, membership organization dedicated to serving and supporting the compliance professional in the financial services industry.

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